Underwriting simply means that the investment banker promises to buy the (56) . The investment banks help design the securities and buy it from the (57) with the intent of selling it to (58) as quickly as possible. Usually, the issue is not subscribed to

题目

Underwriting simply means that the investment banker promises to buy the (56) . The investment banks help design the securities and buy it from the (57) with the intent of selling it to (58) as quickly as possible. Usually, the issue is not subscribed to in its entirety by the (59) investment banker but is (60) among other institutions as well.

(41)

A．securities

B．stock

C．bond

D．funds

相似考题

1.我们从特供商场购买食品，并加强对所购食品的检查A.We’ll buy all the food from supermarket and check all the food we buy carefullyB.We’ll buy all the food from foreign countries and check all the food we buy carefullyC.We’ll import all the food and check all the food we buy carefullyD.We’ll buy all the food from exclusive shops and check all the food we buy carefully

2.(b) (i) Advise Alasdair of the tax implications and relative financial risks attached to the following propertyinvestments:(1) buy to let residential property;(2) commercial property; and(3) shares in a property investment company/unit trust. (9 marks)

3.A derivative is a security which "derives" its value from another underlying (61) instrument, index, or other investment. Derivatives are available based on the performance of stocks, interest rates, currency exchange rates, as well as (62) contracts and various indexes. Derivatives give the buyer greater leverage for a (63) cost than purchasing the actual underlying instrument to achieve the same position. For this reason, when used properly, they can serve to "hedge" a (64) of securities against losses. However, because derivatives have a date of (65) , the level of risk is greatly increased in relation to their term. One of the simplest forms of a derivative is a stock option. A stock option gives the holder the right to buy or sell the underlying stock at a fixed price for a specified period of time.(46)A．bankB．financialC．mathematicD．securities

4.我们定点从绿色食品基地进货并进行特别检查A.We’ll buy commodity from designated places and conduct a special test of the purchaseB.Even though we buy food from designated green food bases, still we take a test of the purchaseC.We’ll buy goods from designated green food bases and conduct a special test of the purchaseD.The food we buy are from designated green bases and we still conduct a test of the purchase

更多“Underwriting simply means that the investment banker promises to buy the (56) . The investment banks help design the securities and buy it from the (57) with the intent of selling it to (58) as quickly as possible. Usually, the issue is not subscribed to ”相关问题

  • 第1题：

    What is the principal function of a financial system? ______.

    A．Production and distribution of goods and services

    B．Providing a means of payment and facilitating the saving and investment process

    C．Directing the flow of goods and services from producer to consumer

    D．None of the above


    正确答案：B
    解析：本题针对的是金融体系的主要功能，应该选B项，其他选项的含义都不属于这一类。

  • 第2题：

    听力原文：The primary objective of financial reporting is to provide information useful for making investment and lending decisions.

    (6)

    A．The financial reporting is to provide information for the investors and lenders only.

    B．The main aim of financial reporting is to offer information useful for decision-making.

    C．Investment and lending decisions can be made from the financial reporting.

    D．Investment and lending decisions can not be made from the financial reporting.


    正确答案：B
    解析：录音单句意思为“财务报告的主要目标是为投资者和贷款者做决定提供有用信息”。

  • 第3题：

    听力原文：M: It is reported that in some countries banks are not allowed to make investments in equity securities.

    W: Generally commercial banks may invest only in those securities that are rated as "investment grade", or have bond ratings in the top four categories.

    Q: Where are banks only allowed to make investments?

    (15)

    A．In equity securities.

    B．In personal funds.

    C．In securities rated as investment grade.

    D．In property markets.


    正确答案：C
    解析：根据女士的回答商业银行只能投资"securities that are rated as 'investment grade'"。

  • 第4题：

    ______ has/have no regular redemption date and can only be redeemed in limited circumstances.

    A．ETF

    B．LOF

    C．Securities investment funds

    D．Colsed-end funds


    正确答案：D
    解析：securities investment funds证券投资基金，包括开放式和封闭式基金。

  • 第5题：

    According to the passage, underwriting simply means ______.

    A．that the investor promises to buy the securities

    B．that the investment banker promises to sell the securities

    C．that the investment banker promises to buy the securities

    D．that the investor promises to sell the securities


    正确答案：C
    解析：文章第一段提到Underwriting simply means that…buy the securities。承销的意思是投资银行承诺购买证券。所以C选项符合题意。

  • 第6题：

    When the issue is syndicated among the original investment banker and other institutions, ______.

    A．there is only one lead manager

    B．there must be more than one lead manager

    C．all the parties concerned are lead managers

    D．there is one lead manager or more than one lead manager


    正确答案：D
    解析：文章提到The original investment banker…to as co-lead managers。在这样的交易中，原始银行被称作牵头银行，如果有一家以上的银行牵头，则它们被称作联合牵头银行。所以D选项符合题意。

  • 第7题：

    According to the passage, preferred stockholders are guaranteed ______.

    A．a voting rate per share

    B．a promise to buy back the stocks made by the company

    C．a withdrawal of investment principal in time of liquidation

    D．a fixed dividend receipt


    正确答案：D
    解析：文章第三段提到with preferred shines investors…common stock．优先股股东可以保证得到一定水平的优先股股利，这是区别于普通股的一个特点。

  • 第8题：

    Please help me buy some______（梨），Lily．


    正确答案：
     14. pears

  • 第9题：

    Lower taxes would spur investment and help economic growth.

    A:spend
    B:appeal
    C:require
    D:encourage

    答案：D
    解析：
    本句意思：“降低税收将刺激投资、促进经济发展。” encourage：鼓励，激励，例如：We want to encourage people to go fishing．我们希望鼓励人们去垂钓。spend：花费，例如：My kid spends hours chatting on the phone to her friends．我的孩子在电话上和朋友聊天，一聊就是几个小时。appeal：吸引，例如：On the other hand , the idea appealed to him．从另一方面来说，这个想法使他很感兴趣。require：要求，例如：These pets require a lot of care and attention这些宠物需要悉心照顾。

  • 第10题：

    单选题
    Which of the following best captures the meaning of the simile attributed to Mickelson that Verhofen “was like a fox in a henhouse blaming the rooster for all the dead chickens”?
    A

    As an entrepreneur, Mickelson understands that similes and other figures of speech can help convey complex ideas to audiences.

    B

    Verhofen, as an investment banker, was personally responsible for promoting businesses that he knew were not viable from a long-term perspective.

    C

    Foxes, unlike roosters, have no legitimate business in henhouses, and are far more likely than roosters to kill chickens.

    D

    As an investment banker, Verhofen was more likely to be the culprit of the crime than those he identified as responsible.

    E

    Entrepreneurs cannot be blamed for trying to make money for themselves and other people because that is what they do.


    正确答案： C
    解析：
    推断题。由文章第三段可知Verhofen是一位投资银行家，Mickelson是一名互联网公司CEO，Mickelson认为互联网经济泡沫的产生是因为“unscrupulous banks”，所以可以推测Mickelson的比喻想要说明她认为Verhofen所代表的投行是这场经济泡沫的始作俑者，而不是受害者，故本题应选D项。

  • 第11题：

    单选题
    According to the passage, dealers are different from brokers in that
    A

    dealers neither buy nor sell securities themselves.

    B

    brokers neither buy nor sell securities themselves.

    C

    all of the above.


    正确答案： B
    解析：
    从第三段第二句“Dealers differ from brokers, who do not buy or sell securities themselves …”，可知经纪人与证券商的主要区别在于证券商做自营买卖和持有证券，由此可知选项B符合题意。

  • 第12题：

    单选题
    The nation’s fledgling economy struggled because the investment from other countries into its major industries was lacking from most of them.
    A

    because the investment from other countries into its major industries was lacking from most of them

    B

    because few other countries were willing to invest in its major industries

    C

    due to the fact that few other countries would have invested in its major industries

    D

    because of the lack of investment from few other countries in its major industries

    E

    for the lack of investment in its major industries from other countries


    正确答案： C
    解析：
    B选项最符合逻辑，最简洁，表意最完整。

  • 第13题：

    The economy in this city was ()by the new investment from abroad

    A、cancelled

    B、boomed

    C、buried

    D、crowded


    参考答案：B

  • 第14题：

    Why should banks need to establish formal operating procedures?

    A．The supervisory authorities require them to do so.

    B．The shareholders expect a reasonable return on their investment.

    C．The banks have to keep safe large volume of monetary items raised from all sources.

    D．The banks engage in a large volume and variety of transactions.


    正确答案：C
    解析：文章第一段提到Banking organizations have custody of large volume...individual discretion rigorous system of internal control. 银行监管大量的货币项目，如果管理不慎，这些monetary items就会遭到破坏，所以就需要建立一套完整的操作程序。因而C选项符合题意。

  • 第15题：

    听力原文：M: Do you provide investment service?

    W: Yes. We are a commercial bank. We help customers with the purchase and sales of securities.

    Q: What does the man want to do?

    (13)

    A．He will provide investment service.

    B．He will help the customers.

    C．He will join the commercial bank.

    D．He will purchase or sell securities.


    正确答案：D
    解析：当男士问对方是否提供投资服务时，女士回答道："We help customers with the purchase and sales of securities．"可知D项正确。

  • 第16题：

    听力原文：Credit card customers are given a credit limit on the credit card account.

    (8)

    A．Credit card customers are given a right to buy goods and services.

    B．The cardholder can buy goods and services within the credit limit.

    C．Normally, banks will set different credit lines to different groups of cardholders.

    D．Each month the cardholder receives a statement from the bank.


    正确答案：B
    解析：单句意思为“信用卡用户在信用卡账户上有特定的信贷限额”。A项缺少前提，C、D项表述正确，但与录音句子内容无关。

  • 第17题：

    Usually, the original investment banker ______.

    A．subscribes to the issue in its entirety

    B．is prohibited from subscribing to the issue

    C．subscribes to a part of the issue

    D．is prohibited from subscribing to only part of the issue


    正确答案：C
    解析：文章第一段提到Usually, the issue is not subscribed to in its entirety by the original investment banker。一般情况下，并不是由原始投资银行一家全部认购发行证券。所以C选项符合题意。

  • 第18题：

    The actual marketing for new issues ______.

    A．is usually done by investment bankers indirectly to the public

    B．is, most of the time, done by the companies directly to the public

    C．is never done by the companies directly to the public

    D．is usually done by the investment banker directly to the public


    正确答案：D
    解析：文章第三段提到The actual marketing…investment bankers directly to the public．新发证券的实际销售是由投资银行直接卖给公众。

  • 第19题：

    The_______ will be used to help young writers to publish their works.

    A、fee

    B、capital

    C、fund

    D、investment


    参考答案：C

  • 第20题：

    Lower taxes would spur investment and help economic growth.

    A:attract
    B:encourage
    C:spend
    D:require

    答案：B
    解析：
    这句话的意思是：低税收将会刺激投资并且有助于经济增长。句中“spur”意为“刺激， 促进”。四个选项中A项意为“吸引”;B项意为“鼓励”;C项意为“花费”;D项意为“要求”。 因此只有B项最为合适。

  • 第21题：

    单选题
    Financial intermediaries are different from dealers because
    A

    the former buy and sell securities.

    B

    the latter create securities.

    C

    the former create securities.


    正确答案： A
    解析：
    根据第三段最后一句“Dealers differ from financial intermediaries…because dealers do not create securities… ”可知，选项C符合题意。

  • 第22题：

    单选题
    What is the most useful advice for new investors?
    A

    The best time to invest in shares.

    B

    The most suitable type of investment.

    C

    The cheapest way to buy shares.

    D

    The safest companies to invest in.


    正确答案： D
    解析：
    第五段讲，对于第一次做投资的人来说需要寻求专业的意见。咨询专家可以为你提供信息，但“most importantly, which products best match their clients’ requirements.”，也即是选择合适的股票和公司很重要。

  • 第23题：

    填空题
    Who can help you buy the right type of policy from an insurance company?____

    正确答案： An agent
    解析：
    细节题。“谁可以帮助你从一个保险公司买到合适的险种？”从文章的第一段最后一句“you will be able to move ahead and contact several life insurance companies through an agent who will show the right type of policy for you”可知，你可以通过代理帮自己购买适合自己的险种。此处填写An agent。

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